Chiarello Guy's Form 4 filing
Fiserv Inc (FISV) · filed Feb 1, 2022
- Accession no.
- 0001209191-22-005999
- Filed
- Feb 1, 2022
- Trade date
- Jan 28-31, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.16M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chiarello GuyCIK 0001654667 | Officer (Chief Operating Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 28, 2022 | Common Stock | MOption exerciseAcquired | +12,592 | $36.54 | +$460,111.68 | 208,967 | Direct | |
| Jan 28, 2022 | Common Stock | SSaleDisposed | −10,000 | $100.40 | −$1,004,000 | 198,967 | Direct | |
| Jan 28, 2022 | Common Stock | SSaleDisposed | −2,592 | $105.00 | −$272,160 | 196,375 | Direct | |
| Jan 29, 2022 | Common Stock | FTax withholdingDisposed | −6,422 | $104.89 | −$673,603.58 | 189,953 | Direct | |
| Jan 31, 2022 | Common Stock | MOption exerciseAcquired | +8,408 | $36.54 | +$307,228.32 | 198,361 | Direct | |
| Jan 31, 2022 | Common Stock | SSaleDisposed | −8,408 | $105.00F3 | −$882,840 | 189,953 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 28, 2022 | Common Stock | MOption exerciseDisposed | −12,592 | $0.00 | $0 | 92,408 | Direct | |
| Jan 31, 2022 | Common Stock | MOption exerciseDisposed | −8,408 | $0.00 | $0 | 84,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
This transaction was executed in multiple trades at prices ranging from $105.00 to $105.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.