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Priefert William D.'s Form 4/A amendment

Amended

Guaranty Bancshares Inc (GNTY) · filed Jan 31, 2022

Accession no.
0001209191-22-005618
Filed
Jan 31, 2022
Trade date
Oct 21, 2020
Filing delay
467 days
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Aug 3, 2021

This filing lists 1 non-derivative transaction. Open-market sales total $171.0K. It was filed 467 days after the trade.

This amendment replaces 0001209191-21-049487 (filed Aug 3, 2021).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Priefert William D.CIK 0001273995Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 21, 2020Common StockSSaleDisposed−6,059$28.23F1−$171,045.57100,030Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This transaction was executed in multiple trades at prices ranging from $28.22 to $28.47. The price reported above reflect the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F2

Includes shares acquired in dividend reinvestment transactions that are exempt from reporting under Rule 16a-11.

Remarks

Total stock options held in the Priefert Retirement Trust after transaction has been corrected from 90,937 to 100,030 shares to reflect the effects of the 10% stock dividend that occurred in February 2021.

Read the full filing on SEC EDGAR (opens in a new tab)