Jones Tammi A's Form 4 filing
Alcoa Corp (AA) · filed Jan 28, 2022
- Accession no.
- 0001209191-22-005384
- Filed
- Jan 28, 2022
- Trade date
- Jan 26, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 4 derivative transactions. Open-market sales total $814.1K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Jones Tammi ACIK 0001808037 | Officer (EVP & CHRO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 26, 2022 | Common Stock, par value $0.01 per share | AGrant or awardAcquired | +6,590 | $0.00 | $0 | 47,482 | Direct | |
| Jan 26, 2022 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +888 | $37.68 | +$33,459.84 | 48,370 | Direct | |
| Jan 26, 2022 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +2,900 | $53.30 | +$154,570 | 51,270 | Direct | |
| Jan 26, 2022 | Common Stock, par value $0.01 per share | SSaleDisposed | −9,340 | $62.55 | −$584,217 | 41,930 | Direct | |
| Jan 26, 2022 | Common Stock, par value $0.01 per share | AGrant or awardAcquired | +990 | $0.00 | $0 | 7,599 | Indirect | |
| Jan 26, 2022 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +1,700 | $53.30 | +$90,610 | 9,299 | Indirect | |
| Jan 26, 2022 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +2,030 | $27.96 | +$56,758.8 | 11,329 | Indirect | |
| Jan 26, 2022 | Common Stock, par value $0.01 per share | SSaleDisposed | −3,730 | $61.63 | −$229,879.9 | 7,599 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 26, 2022 | Common Stock | MOption exerciseDisposed | −888 | $0.00 | $0 | 0 | Direct | |
| Jan 26, 2022 | Common Stock | MOption exerciseDisposed | −2,900 | $0.00 | $0 | 0 | Direct | |
| Jan 26, 2022 | Common Stock | MOption exerciseDisposed | −1,700 | $0.00 | $0 | 0 | Indirect | |
| Jan 26, 2022 | Common Stock | MOption exerciseDisposed | −2,030 | $0.00 | $0 | 0 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.