Harvey Roy Christopher's Form 4 filing
Alcoa Corp (AA) · filed Jan 28, 2022
- Accession no.
- 0001209191-22-005371
- Filed
- Jan 28, 2022
- Trade date
- Jan 26, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 9 non-derivative transactions and 4 derivative transactions. Open-market sales total $14.4M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Harvey Roy ChristopherCIK 0001612161 | Director, Officer (President, CEO & Director) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 26, 2022 | Common Stock, par value $0.01 per share | AGrant or awardAcquired | +52,680 | $0.00 | $0 | 560,010 | Direct | |
| Jan 26, 2022 | Common Stock, par value $0.01 per share | AGrant or awardAcquired | +248,936 | $0.00 | $0 | 808,946 | Direct | |
| Jan 26, 2022 | Common Stock, par value $0.01 per share | FTax withholdingDisposed | −108,222 | $60.75 | −$6,574,486.5 | 700,724 | Direct | |
| Jan 26, 2022 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +27,474 | $34.83 | +$956,919.42 | 728,198 | Direct | |
| Jan 26, 2022 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +88,360 | $37.68 | +$3,329,404.8 | 816,558 | Direct | |
| Jan 26, 2022 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +73,290 | $53.30 | +$3,906,357 | 889,848 | Direct | |
| Jan 26, 2022 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +49,023 | $27.96 | +$1,370,683.08 | 938,871 | Direct | |
| Jan 26, 2022 | Common Stock, par value $0.01 per share | SSaleDisposed | −197,310 | $60.54 | −$11,945,147.4 | 741,561 | Direct | |
| Jan 26, 2022 | Common Stock, par value $0.01 per share | SSaleDisposed | −40,837 | $60.98 | −$2,490,240.26 | 700,724 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 26, 2022 | Common Stock | MOption exerciseDisposed | −27,474 | $0.00 | $0 | 0 | Direct | |
| Jan 26, 2022 | Common Stock | MOption exerciseDisposed | −88,360 | $0.00 | $0 | 0 | Direct | |
| Jan 26, 2022 | Common Stock | MOption exerciseDisposed | −73,290 | $0.00 | $0 | 0 | Direct | |
| Jan 26, 2022 | Common Stock | MOption exerciseDisposed | −49,023 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.