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Sorgi Vincent's Form 4 filing

PPL Corp (PPL) · filed Jan 26, 2022

Accession no.
0001209191-22-005067
Filed
Jan 26, 2022
Trade date
Jan 24, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $875.4K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Sorgi VincentCIK 0001488215Officer (President and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 24, 2022Common StockMOption exerciseAcquired+10,185.59$29.56+$301,086.0484,872.16Direct
Jan 24, 2022Common StockFTax withholdingDisposed−3,099$29.56−$91,606.4481,773.16Direct
Jan 24, 2022Common StockMOption exerciseAcquired+29,624$25.41+$752,745.84111,397.16Direct
Jan 24, 2022Common StockSSaleDisposed−29,624$29.55−$875,389.281,773.16Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 24, 2022Common StockMOption exerciseDisposed−10,185.59$0.00$00Direct
Jan 24, 2022Common StockMOption exerciseDisposed−29,624$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)