Heeter Jeffrey D.'s Form 4 filing
Alcoa Corp (AA) · filed Jan 26, 2022
- Accession no.
- 0001209191-22-005066
- Filed
- Jan 26, 2022
- Trade date
- Jan 24-25, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.78M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Heeter Jeffrey D.CIK 0001686245 | Officer (EVP & Gen. Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 24, 2022 | Common Stock, par value $0.01 per share | FTax withholdingDisposed | −2,127 | $58.02 | −$123,408.54 | 56,472 | Direct | |
| Jan 25, 2022 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +12,050 | $37.68 | +$454,044 | 68,522 | Direct | |
| Jan 25, 2022 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +11,260 | $53.30 | +$600,158 | 79,782 | Direct | |
| Jan 25, 2022 | Common Stock, par value $0.01 per share | MOption exerciseAcquired | +6,130 | $27.96 | +$171,394.8 | 85,912 | Direct | |
| Jan 25, 2022 | Common Stock, par value $0.01 per share | SSaleDisposed | −29,440 | $60.31 | −$1,775,526.4 | 56,472 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 25, 2022 | Common Stock | MOption exerciseDisposed | −12,050 | $37.68 | −$454,044 | 0 | Direct | |
| Jan 25, 2022 | Common Stock | MOption exerciseDisposed | −11,260 | $53.30 | −$600,158 | 0 | Direct | |
| Jan 25, 2022 | Common Stock | MOption exerciseDisposed | −6,130 | $27.96 | −$171,394.8 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.