Lynch Thomas E's Form 4 filing
Superior Industries International Inc (SUP) · filed Jan 25, 2022
- Accession no.
- 0001209191-22-004855
- Filed
- Jan 25, 2022, 6:11 PM ET
- Trade date
- Jan 21-25, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 4 derivative transactions. Open-market purchases total $1.04M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lynch Thomas ECIK 0001244666 | 10% Owner |
| Mill Road Capital III GP LLCCIK 0001767178 | 10% Owner |
| Mill Road Capital III, L.P.CIK 0001767199 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 21, 2022 | Common Stock, $0.01 par value | PPurchaseAcquired | +32,200 | $5.00 | +$161,000 | 3,294,550 | Direct | |
| Jan 21, 2022 | Common Stock, $0.01 par value | PPurchaseAcquired | +35,800 | $7.50 | +$268,500 | 3,330,350 | Direct | |
| Jan 21, 2022 | Common Stock, $0.01 par value | PPurchaseAcquired | +7,100 | $10.00 | +$71,000 | 3,337,450 | Direct | |
| Jan 21, 2022 | Common Stock, $0.01 par value | PPurchaseAcquired | +39,100 | $12.50 | +$488,750 | 3,376,550 | Direct | |
| Jan 24, 2022 | Common Stock, $0.01 par value | PPurchaseAcquired | +9,135 | $4.07 | +$37,220.56 | 3,385,685 | Direct | |
| Jan 25, 2022 | Common Stock, $0.01 par value | PPurchaseAcquired | +2,301 | $4.15 | +$9,540.18 | 3,387,986 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 21, 2022 | Common Stock | XIn-the-money exerciseDisposed | −32,200 | $0.00 | $0 | 0 | Direct | |
| Jan 21, 2022 | Common Stock | XIn-the-money exerciseDisposed | −35,800 | $0.00 | $0 | 0 | Direct | |
| Jan 21, 2022 | Common Stock | XIn-the-money exerciseDisposed | −39,100 | $0.00 | $0 | 0 | Direct | |
| Jan 21, 2022 | Common Stock | XIn-the-money exerciseDisposed | −7,100 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.