Lynch Thomas E's Form 4 filing
Superior Industries International Inc (SUP) · filed Jan 21, 2022
- Accession no.
- 0001209191-22-004508
- Filed
- Jan 21, 2022, 7:22 PM ET
- Trade date
- Jan 19-21, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 4 derivative transactions. Open-market purchases total $173.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lynch Thomas ECIK 0001244666 | 10% Owner |
| Mill Road Capital III GP LLCCIK 0001767178 | 10% Owner |
| Mill Road Capital III, L.P.CIK 0001767199 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 19, 2022 | Common Stock, $0.01 par value | PPurchaseAcquired | +2,000 | $4.50 | +$8,992 | 3,223,718 | Direct | |
| Jan 20, 2022 | Common Stock, $0.01 par value | PPurchaseAcquired | +403 | $4.50 | +$1,813.5 | 3,224,121 | Direct | |
| Jan 20, 2022 | Common Stock, $0.01 par value | PPurchaseAcquired | +5,000 | $5.00 | +$25,000 | 3,229,121 | Direct | |
| Jan 21, 2022 | Common Stock, $0.01 par value | PPurchaseAcquired | +33,229 | $4.14 | +$137,425.18 | 3,262,350 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 19, 2022 | Common Stock | SSaleDisposed | −10,300 | $90.00 | −$9,270 | 103 | Direct | |
| Jan 20, 2022 | Common Stock | SSaleDisposed | −15,500 | $95.01 | −$14,726.55 | 258 | Direct | |
| Jan 20, 2022 | Common Stock | XIn-the-money exerciseDisposed | −5,000 | $0.00 | $0 | 322 | Direct | |
| Jan 21, 2022 | Common Stock | SSaleDisposed | −6,500 | $140.00 | −$9,100 | 1,312 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.