Saperstein Andrew M's Form 4 filing
Morgan Stanley (MS) · filed Jan 21, 2022
- Accession no.
- 0001209191-22-004431
- Filed
- Jan 21, 2022
- Trade date
- Jan 20, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $1.50M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Saperstein Andrew MCIK 0001362383 | Officer (Co-President/Head of WM) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 20, 2022 | Common Stock | AGrant or awardAcquired | +52,062.42 | $0.00 | $0 | 227,308.84 | Direct | |
| Jan 20, 2022 | Common Stock | FTax withholdingDisposed | −15,262 | $95.73 | −$1,461,031.26 | 212,046.84 | Direct | |
| Jan 20, 2022 | Common Stock | SSaleDisposed | −15,471 | $96.80 | −$1,497,592.8 | 196,575.84 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.