Murphy Matthew J's Form 4 filing
Marvell Technology, Inc. (MRVL) · filed Jan 19, 2022
- Accession no.
- 0001209191-22-003928
- Filed
- Jan 19, 2022
- Trade date
- Dec 29, 2021-Jan 18, 2022
- Filing delay
- 21 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.37M. It was filed 21 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Murphy Matthew JCIK 0001381430 | Director, Officer (CEO and President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 29, 2021 | Common Stock | GGiftDisposed | −20,000 | $0.00 | $0 | 602,349 | Indirect | |
| Jan 18, 2022 | Common Stock | SSaleDisposed | −30,000 | $79.06F4 | −$2,371,800 | 572,349 | Indirect | |
| Jan 15, 2022 | Common Stock | MOption exerciseAcquired | +7,517 | $0.00 | $0 | 579,866 | Indirect | |
| Jan 15, 2022 | Common Stock | FTax withholdingDisposed | −3,352 | $83.00 | −$278,216 | 576,514 | Indirect | |
| Jan 15, 2022 | Common Stock | MOption exerciseAcquired | +11,598 | $0.00 | $0 | 588,112 | Indirect | |
| Jan 15, 2022 | Common Stock | FTax withholdingDisposed | −4,834 | $83.00 | −$401,222 | 583,278 | Indirect | |
| Jan 15, 2022 | Common Stock | MOption exerciseAcquired | +14,911 | $0.00 | $0 | 598,189 | Indirect | |
| Jan 15, 2022 | Common Stock | FTax withholdingDisposed | −6,303 | $83.00 | −$523,149 | 591,886 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 15, 2022 | Common Stock | MOption exerciseDisposed | −7,517 | $0.00 | $0 | 67,651 | Direct | |
| Jan 15, 2022 | Common Stock | MOption exerciseDisposed | −11,598 | $0.00 | $0 | 11,599 | Direct | |
| Jan 15, 2022 | Common Stock | MOption exerciseDisposed | −14,911 | $0.00 | $0 | 74,533 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.51 to $81.42, inclusive. The reporting person undertakes to provide Marvell Technology, Inc. ("Marvell"), any security holder of Marvell, or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
Referenced by the price of 1 transaction in Table I.