Howley W Nicholas's Form 4 filing
TransDigm Group INC (TDG) · filed Jan 19, 2022
- Accession no.
- 0001209191-22-003714
- Filed
- Jan 19, 2022
- Trade date
- Jan 18, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 13 non-derivative transactions and 1 derivative transaction. Open-market sales total $7.25M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Howley W NicholasCIK 0001352573 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 18, 2022 | Common Stock | MOption exerciseAcquired | +11,500 | $130.09 | +$1,496,035 | 33,047.51 | Indirect | |
| Jan 18, 2022 | Common Stock | SSaleDisposed | −366 | $626.59 | −$229,331.94 | 32,681.51 | Indirect | |
| Jan 18, 2022 | Common Stock | SSaleDisposed | −1,568 | $627.69 | −$984,217.92 | 31,113.51 | Indirect | |
| Jan 18, 2022 | Common Stock | SSaleDisposed | −1,203 | $628.62 | −$756,229.86 | 29,910.51 | Indirect | |
| Jan 18, 2022 | Common Stock | SSaleDisposed | −1,888 | $629.72 | −$1,188,911.36 | 28,022.51 | Indirect | |
| Jan 18, 2022 | Common Stock | SSaleDisposed | −1,708 | $630.44 | −$1,076,791.52 | 26,314.51 | Indirect | |
| Jan 18, 2022 | Common Stock | SSaleDisposed | −1,961 | $631.64 | −$1,238,646.04 | 24,353.51 | Indirect | |
| Jan 18, 2022 | Common Stock | SSaleDisposed | −1,134 | $632.50 | −$717,255 | 23,219.51 | Indirect | |
| Jan 18, 2022 | Common Stock | SSaleDisposed | −240 | $633.25 | −$151,980 | 22,979.51 | Indirect | |
| Jan 18, 2022 | Common Stock | SSaleDisposed | −403 | $634.56 | −$255,727.68 | 22,576.51 | Indirect | |
| Jan 18, 2022 | Common Stock | SSaleDisposed | −473 | $635.58 | −$300,629.34 | 22,103.51 | Indirect | |
| Jan 18, 2022 | Common Stock | SSaleDisposed | −469 | $636.72 | −$298,621.68 | 21,634.51 | Indirect | |
| Jan 18, 2022 | Common Stock | SSaleDisposed | −87 | $637.76 | −$55,485.12 | 21,547.51 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 18, 2022 | Common Stock | MOption exerciseDisposed | −11,500 | $0.00 | $0 | 103,500 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
All transactions reported hereunder were made pursuant to an established 10B5-1 plan.