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Moore Edward W.'s Form 4 filing

RPM International Inc (RPM) · filed Jan 14, 2022

Accession no.
0001209191-22-003380
Filed
Jan 14, 2022
Trade date
Jan 12-13, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 7 non-derivative transactions and 4 derivative transactions. Open-market sales total $511.5K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Moore Edward W.CIK 0001414203Officer (SVP, GC & CCO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 12, 2022Common Stock, $0.01 par valueMOption exerciseAcquired+7,500$55.19+$413,92562,434Direct
Jan 12, 2022Common Stock, $0.01 par valueMOption exerciseAcquired+7,500$60.01+$450,07569,934Direct
Jan 12, 2022Common Stock, $0.01 par valueMOption exerciseAcquired+5,000$62.17+$310,85074,934Direct
Jan 12, 2022Common Stock, $0.01 par valueMOption exerciseAcquired+5,000$78.49+$392,45079,934Direct
Jan 12, 2022Common Stock, $0.01 par valueDReturned to the companyDisposed−17,035$92.02−$1,567,560.762,899Direct
Jan 12, 2022Common Stock, $0.01 par valueFTax withholdingDisposed−2,400$92.02−$220,84860,499Direct
Jan 13, 2022Common Stock, $0.01 par valueSSaleDisposed−5,565$91.91−$511,479.1554,934Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 12, 2022Common StockMOption exerciseDisposed−7,500$0.00$070,000Direct
Jan 12, 2022Common StockMOption exerciseDisposed−7,500$0.00$062,500Direct
Jan 12, 2022Common StockMOption exerciseDisposed−5,000$0.00$057,500Direct
Jan 12, 2022Common StockMOption exerciseDisposed−5,000$0.00$052,500Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)