Moore Edward W.'s Form 4 filing
RPM International IncRPM · filed Jan 14, 2022
- Accession no.
- 0001209191-22-003380
- Filed
- Jan 14, 2022
- Trade date
- Jan 12-13, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 4 derivative transactions. Open-market sales total $511.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Moore Edward W.CIK 0001414203 | Officer (SVP, GC & CCO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 12, 2022 | Common Stock, $0.01 par value | MOption exerciseAcquired | +7,500 | $55.19 | +$413,925 | 62,434 | Direct | |
| Jan 12, 2022 | Common Stock, $0.01 par value | MOption exerciseAcquired | +7,500 | $60.01 | +$450,075 | 69,934 | Direct | |
| Jan 12, 2022 | Common Stock, $0.01 par value | MOption exerciseAcquired | +5,000 | $62.17 | +$310,850 | 74,934 | Direct | |
| Jan 12, 2022 | Common Stock, $0.01 par value | MOption exerciseAcquired | +5,000 | $78.49 | +$392,450 | 79,934 | Direct | |
| Jan 12, 2022 | Common Stock, $0.01 par value | DReturned to the companyDisposed | −17,035 | $92.02 | −$1,567,560.7 | 62,899 | Direct | |
| Jan 12, 2022 | Common Stock, $0.01 par value | FTax withholdingDisposed | −2,400 | $92.02 | −$220,848 | 60,499 | Direct | |
| Jan 13, 2022 | Common Stock, $0.01 par value | SSaleDisposed | −5,565 | $91.91F1 | −$511,479.15 | 54,934 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 12, 2022 | Common Stock | MOption exerciseDisposed | −7,500 | $0.00 | $0 | 70,000 | Direct | |
| Jan 12, 2022 | Common Stock | MOption exerciseDisposed | −7,500 | $0.00 | $0 | 62,500 | Direct | |
| Jan 12, 2022 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 57,500 | Direct | |
| Jan 12, 2022 | Common Stock | MOption exerciseDisposed | −5,000 | $0.00 | $0 | 52,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $91.75 - $92.06. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.