Core & Main Management Feeder, LLC's Form 4 filing
Core & Main, Inc. (CNM) · filed Jan 12, 2022
- Accession no.
- 0001209191-22-003106
- Filed
- Jan 12, 2022, 6:01 PM ET
- Trade date
- Jan 10, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $502.3M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Core & Main Management Feeder, LLCCIK 0001728626 | 10% Owner |
| CD&R Investment Associates X, Ltd.CIK 0001759120 | 10% Owner |
| CD&R Waterworks Holdings, L.P.CIK 0001871833 | 10% Owner |
| CD&R Waterworks Holdings GP, Ltd.CIK 0001871834 | 10% Owner |
| CD&R Fund X-A Waterworks B, L.P.CIK 0001871835 | 10% Owner |
| CD&R Fund X Waterworks B1, L.P.CIK 0001871836 | 10% Owner |
| CD&R Fund X Advisor Waterworks B, L.P.CIK 0001871837 | 10% Owner |
| CD&R Waterworks Holdings, LLCCIK 0001874292 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 10, 2022 | Class A Common Stock | SSaleDisposed | −76,172 | $25.12 | −$1,913,135.95 | 654,306 | Indirect | |
| Jan 10, 2022 | Class A Common Stock | SSaleDisposed | −11,400,972 | $25.12 | −$286,346,812.75 | 97,932,497 | Indirect | |
| Jan 10, 2022 | Class A Common Stock | SSaleDisposed | −1,025,767 | $25.12 | −$25,763,163.97 | 8,811,168 | Indirect | |
| Jan 10, 2022 | Class A Common Stock | CConversionAcquired | +7,455,242 | $0.00 | $0 | 7,497,089 | Indirect | |
| Jan 10, 2022 | Class A Common Stock | SSaleDisposed | −7,497,089 | $25.12 | −$188,296,887.32 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 10, 2022 | Class A Common Stock | CConversionDisposed | −7,455,242 | $0.00 | $0 | 64,398,773 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.