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Tahl Cindy's Form 4 filing

Fate Therapeutics Inc (FATE) · filed Jan 12, 2022

Accession no.
0001209191-22-003051
Filed
Jan 12, 2022
Trade date
Jan 10, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $359.3K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Tahl CindyCIK 0001655472Officer (General Counsel and Secretary)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 10, 2022Common StockSSaleDisposed−7,095$46.37F2−$328,995.15161,911Direct
Jan 10, 2022Common StockSSaleDisposed−643$47.15F3−$30,317.45161,268Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Represents the weighted average sale price of the shares sold ranging from $45.71 to $46.65 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2 through 3.

Referenced by the price of 1 transaction in Table I.

F3

Represents the weighted average sale price of the shares sold ranging from $46.97 to $47.42 per share.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)