Lupica John J's Form 4 filing
Chubb Ltd (CB) · filed Jan 11, 2022
- Accession no.
- 0001209191-22-002789
- Filed
- Jan 11, 2022
- Trade date
- Jan 7-10, 2022
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.38M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lupica John JCIK 0001527836 | Officer (Vice Chrm, Chubb Group*) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 7, 2022 | Common Shares | MOption exerciseAcquired | +16,882 | $85.39 | +$1,441,553.98 | 158,971.2 | Direct | |
| Jan 7, 2022 | Common Shares | SSaleDisposed | −16,882 | $200.00 | −$3,376,400 | 142,089.2 | Direct | |
| Jan 10, 2022 | Common Shares | MOption exerciseAcquired | +1,171 | $85.39 | +$99,991.69 | 143,260.2 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 7, 2022 | Common Shares | MOption exerciseDisposed | −16,882 | $0.00 | $0 | 192,148 | Direct | |
| Jan 10, 2022 | Common Shares | MOption exerciseDisposed | −1,171 | $0.00 | $0 | 190,977 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
*and President, North America Insurance