Blavatnik Len's Form 4 filing
Warner Music Group Corp. (WMG) · filed Jan 7, 2022
- Accession no.
- 0001209191-22-002441
- Filed
- Jan 7, 2022, 5:04 PM ET
- Trade date
- Jan 6, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $348.2M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Blavatnik LenCIK 0001326628 | Director, Other: Affiliate of 10% Owner |
| AIBFF, Inc.CIK 0000877116 | Other: Affiliate of 10% Owner |
| Access Industries Holdings LLCCIK 0001391297 | Other: Affiliate of 10% Owner |
| Access Industries Management, LLCCIK 0001508226 | Other: Affiliate of 10% Owner |
| Access Industries, LLCCIK 0001508227 | Other: Affiliate of 10% Owner |
| Access Industries Core Holdings LLCCIK 0001564326 | Other: Affiliate of 10% Owner |
| AI Entertainment Holdings LLCCIK 0001813621 | 10% Owner |
| Altep 2012 L.P.CIK 0001813892 | Other: Affiliate of 10% Owner |
| CT/Ft Holdings LLCCIK 0001813894 | Other: Affiliate of 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 6, 2022 | Class A Common Stock | CConversionAcquired | +4,356,680 | $0.00 | $0 | 4,356,680 | Direct | |
| Jan 6, 2022 | Class A Common Stock | SSaleDisposed | −4,356,680 | $40.66 | −$177,142,608.8 | 0 | Direct | |
| Jan 6, 2022 | Class A Common Stock | CConversionAcquired | +2,337,392 | $0.00 | $0 | 2,337,392 | Indirect | |
| Jan 6, 2022 | Class A Common Stock | SSaleDisposed | −2,337,392 | $40.66 | −$95,038,358.72 | 0 | Indirect | |
| Jan 6, 2022 | Class A Common Stock | CConversionAcquired | +1,868,428 | $0.00 | $0 | 1,868,428 | Indirect | |
| Jan 6, 2022 | Class A Common Stock | SSaleDisposed | −1,868,428 | $40.66 | −$75,970,282.48 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 6, 2022 | Class A Common Stock | CConversionDisposed | −4,356,680 | – | – | 365,701,589 | Direct | |
| Jan 6, 2022 | Class A Common Stock | CConversionDisposed | −2,337,392 | – | – | 0 | Indirect | |
| Jan 6, 2022 | Class A Common Stock | CConversionDisposed | −1,868,428 | – | – | 0 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.