Barrett Elizabeth A.'s Form 4 filing
UroGen Pharma Ltd. (URGN) · filed Jan 7, 2022
- Accession no.
- 0001209191-22-002305
- Filed
- Jan 7, 2022
- Trade date
- Jan 3-4, 2022
- Filing delay
- 4 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $429.8K. It was filed 4 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Barrett Elizabeth A.CIK 0001764157 | Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 3, 2022 | Ordinary Shares | MOption exerciseAcquired | +105,689 | –F1 | – | 345,188 | Direct | |
| Jan 4, 2022 | Ordinary Shares | SSaleDisposed | −46,968 | $9.15 | −$429,757.2 | 298,220 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 3, 2022 | Ordinary Shares | MOption exerciseDisposed | −105,689 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted stock unit ("RSU") represents a contingent right to receive one ordinary share of the Issuer
Referenced by the price of 1 transaction in Table I.