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Moore Alexander D.'s Form 4 filing

Palantir Technologies Inc. (PLTR) · filed Jan 6, 2022

Accession no.
0001209191-22-002258
Filed
Jan 6, 2022
Trade date
Jan 4, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $598.7K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Moore Alexander D.CIK 0001823952Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 4, 2022Class A Common StockSSaleDisposed−32,900$18.14F2−$596,8062,045,726Direct
Jan 4, 2022Class A Common StockSSaleDisposed−100$18.80F3−$1,8802,045,626Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $17.80 to $18.78. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (3) for a sale executed at a different price on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Referenced by the price of 1 transaction in Table I.

F3

This transaction represents an open market sale at a price of $18.80. See footnote (2) for sales executed in a different price range on the date indicated.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)