Cummiskey Christopher's Form 4 filing
Southern CoSO · filed Jan 6, 2022
- Accession no.
- 0001209191-22-002228
- Filed
- Jan 6, 2022
- Trade date
- Dec 31, 2021-Jan 5, 2022
- Filing delay
- 6 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $66.9K. It was filed 6 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cummiskey ChristopherCIK 0001642170 | Officer (EVP & CCCS Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 31, 2021 | Southern Company Common Stock | MOption exerciseAcquired | +1,812 | $0.00F1 | $0 | 18,280.44 | Direct | |
| Dec 31, 2021 | Southern Company Common Stock | FTax withholdingDisposed | −823 | $68.58 | −$56,441.34 | 17,457.44 | Direct | |
| Jan 5, 2022 | Southern Company Common Stock | SSaleDisposed | −989 | $67.65 | −$66,905.85 | 16,468.44 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 31, 2021 | Southern Company Common Stock | MOption exerciseDisposed | −1,534 | $0.00 | $0 | 1,534 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The RSU award, granted on February 22, 2018, vests 20% each year for five years, on December 31 of each year, beginning December 31, 2018. Vesting will be accelerated if certain performance measures are met before December 31, 2022. Includes 278 accrued dividend equivalent units. Shares will be withheld upon vesting to satisfy tax requirements.
Referenced by the price of 1 transaction in Table I.