Grimm Michael K's Form 4 filing
Energy Transfer LP (ET) · filed Jan 5, 2022
- Accession no.
- 0001209191-22-001780
- Filed
- Jan 5, 2022
- Trade date
- Dec 17, 2021-Jan 3, 2022
- Filing delay
- 19 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market purchases total $25.2K. It was filed 19 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Grimm Michael KCIK 0001349124 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 3, 2022 | Common Units | MOption exerciseAcquired | +4,528 | $0.00 | $0 | 158,221 | Direct | |
| Jan 3, 2022 | Common Units | AGrant or awardAcquired | +11,481 | $0.00 | $0 | 169,702 | Direct | |
| Dec 17, 2021 | Common Units | PPurchaseAcquired | +1,520 | $8.30 | +$12,616 | 4,850 | Indirect | |
| Dec 17, 2021 | Common Units | PPurchaseAcquired | +1,520 | $8.30 | +$12,616 | 4,850 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 3, 2022 | Common Units | MOption exerciseDisposed | −4,528 | $0.00 | $0 | 3,019 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.