Swain Paula J's Form 4 filing
Incyte Corp (INCY) · filed Jan 5, 2022
- Accession no.
- 0001209191-22-001688
- Filed
- Jan 5, 2022
- Trade date
- Jan 1-4, 2022
- Filing delay
- 4 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $684.6K. It was filed 4 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Swain Paula JCIK 0001236934 | Officer (EVP, Human Resources) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 1, 2022 | Common Stock | AGrant or awardAcquired | +8,678 | $0.00 | $0 | 72,371 | Direct | |
| Jan 4, 2022 | Common Stock | MOption exerciseAcquired | +9,319 | $73.21F2 | +$682,243.99 | 81,690 | Direct | |
| Jan 4, 2022 | Common Stock | SSaleDisposed | −9,319 | $73.46F3 | −$684,573.74 | 72,371 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 4, 2022 | Common Stock | MOption exerciseDisposed | −9,319 | $0.00 | $0 | 10,870 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by reporting person.
Referenced by the price of 1 transaction in Table I.
- F3
Represents weighted average sale price. Actual sale prices ranged from $73.31 - $73.73. Reporting person undertakes to provide upon request by Securities and Exchange Commission, the issuer or a security holder of the issuer detailed information regarding the price and number of shares sold within range indicated.
Referenced by the price of 1 transaction in Table I.