Price Robert E's Form 4 filing
Pricesmart Inc (PSMT) · filed Jan 4, 2022
- Accession no.
- 0001209191-22-001105
- Filed
- Jan 4, 2022
- Trade date
- Jan 3-4, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions. Open-market sales total $1.48M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Price Robert ECIK 0000934818 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 3, 2022 | Common Stock | SSaleDisposed | −2,218 | $73.06F2 | −$162,047.08 | 823,245 | Indirect | |
| Jan 3, 2022 | Common Stock | SSaleDisposed | −2,782 | $73.89F4 | −$205,561.98 | 820,463 | Indirect | |
| Jan 4, 2022 | Common Stock | SSaleDisposed | −4,643 | $74.41F5 | −$345,485.63 | 815,820 | Indirect | |
| Jan 4, 2022 | Common Stock | SSaleDisposed | −357 | $74.89F6 | −$26,735.73 | 815,463 | Indirect | |
| Jan 3, 2022 | Common Stock | SSaleDisposed | −2,218 | $73.06F2 | −$162,047.08 | 1,184,908 | Indirect | |
| Jan 3, 2022 | Common Stock | SSaleDisposed | −2,782 | $73.89F4 | −$205,561.98 | 1,182,126 | Indirect | |
| Jan 4, 2022 | Common Stock | SSaleDisposed | −4,643 | $74.41F5 | −$345,485.63 | 1,177,483 | Indirect | |
| Jan 4, 2022 | Common Stock | SSaleDisposed | −357 | $74.89F6 | −$26,735.73 | 1,177,126 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $72.61 to $73.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $73.63 to $74.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $73.77 to $74.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $74.81 to $75.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 2 transactions in Table I.
Remarks
The reporting person's wife, Allison Price, may also be deemed a greater than 10% beneficial owner of the Issuer's securities in her capacity as co-trustee of each of the trusts identified herein. As such, this Form 4 filing shall be deemed to constitute a Form 4 filing on behalf of both the reporting person and his wife, Allison Price.