Lynch Thomas E's Form 4 filing
Superior Industries International Inc (SUP) · filed Jan 3, 2022
- Accession no.
- 0001209191-22-000319
- Filed
- Jan 3, 2022, 6:14 PM ET
- Trade date
- Dec 30-31, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market purchases total $1.22M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lynch Thomas ECIK 0001244666 | 10% Owner |
| Mill Road Capital III GP LLCCIK 0001767178 | 10% Owner |
| Mill Road Capital III, L.P.CIK 0001767199 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 30, 2021 | Common Stock, $0.01 par value | PPurchaseAcquired | +13,549 | $4.42 | +$59,862.19 | 3,098,155 | Direct | |
| Dec 31, 2021 | Common Stock, $0.01 par value | PPurchaseAcquired | +9,500 | $4.42 | +$42,022.3 | 3,107,655 | Direct | |
| Dec 31, 2021 | Common Stock, $0.01 par value | PPurchaseAcquired | +37,663 | $4.47 | +$168,300.88 | 3,145,318 | Direct | |
| Dec 31, 2021 | Common Stock, $0.01 par value | PPurchaseAcquired | +3,700 | $10.00 | +$37,000 | 3,149,018 | Direct | |
| Dec 31, 2021 | Common Stock, $0.01 par value | PPurchaseAcquired | +72,700 | $12.50 | +$908,750 | 3,221,718 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 31, 2021 | Common Stock | SSaleDisposed | −10,600 | $60.00 | −$6,360 | 106 | Direct | |
| Dec 31, 2021 | Common Stock | XIn-the-money exerciseDisposed | −72,700 | $0.00 | $0 | 391 | Direct | |
| Dec 31, 2021 | Common Stock | XIn-the-money exerciseDisposed | −3,700 | $0.00 | $0 | 71 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.