Lynch Thomas E's Form 4 filing
Superior Industries International Inc (SUP) · filed Dec 29, 2021
- Accession no.
- 0001209191-21-071516
- Filed
- Dec 29, 2021, 5:51 PM ET
- Trade date
- Dec 27-29, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market purchases total $258.7K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lynch Thomas ECIK 0001244666 | 10% Owner |
| Mill Road Capital III GP LLCCIK 0001767178 | 10% Owner |
| Mill Road Capital III, L.P.CIK 0001767199 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 27, 2021 | Common Stock, $0.01 par value | PPurchaseAcquired | +2,110 | $4.25 | +$8,969.4 | 3,027,893 | Direct | |
| Dec 28, 2021 | Common Stock, $0.01 par value | PPurchaseAcquired | +3,300 | $4.40 | +$14,520 | 3,031,193 | Direct | |
| Dec 28, 2021 | Common Stock, $0.01 par value | PPurchaseAcquired | +11,344 | $4.40 | +$49,963.51 | 3,042,537 | Direct | |
| Dec 29, 2021 | Common Stock, $0.01 par value | PPurchaseAcquired | +35,000 | $4.41 | +$154,182 | 3,077,537 | Direct | |
| Dec 29, 2021 | Common Stock, $0.01 par value | PPurchaseAcquired | +7,069 | $4.39 | +$31,061.19 | 3,084,606 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 27, 2021 | Common Stock | SSaleDisposed | −1,900 | $70.00 | −$1,330 | 19 | Direct | |
| Dec 28, 2021 | Common Stock | SSaleDisposed | −9,000 | $60.00 | −$5,400 | 90 | Direct | |
| Dec 29, 2021 | Common Stock | SSaleDisposed | −4,500 | $60.09 | −$2,704.05 | 45 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.