Nguyen Loi's Form 4 filing
Marvell Technology, Inc. (MRVL) · filed Dec 28, 2021
- Accession no.
- 0001209191-21-071433
- Filed
- Dec 28, 2021
- Trade date
- Dec 22-28, 2021
- Filing delay
- 6 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $45.0K. It was filed 6 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Nguyen LoiCIK 0001857110 | Officer (EVP, Optical & CC Grp) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 22, 2021 | Common Stock | GGiftDisposed | −10,000 | $0.00 | $0 | 207,363 | Direct | |
| Dec 24, 2021 | Common Stock | MOption exerciseAcquired | +292 | $0.00 | $0 | 207,979 | Direct | |
| Dec 24, 2021 | Common Stock | FTax withholdingDisposed | −145 | $87.68 | −$12,713.6 | 207,834 | Direct | |
| Dec 24, 2021 | Common Stock | MOption exerciseAcquired | +691 | $0.00 | $0 | 208,525 | Direct | |
| Dec 24, 2021 | Common Stock | FTax withholdingDisposed | −343 | $87.68 | −$30,074.24 | 208,182 | Direct | |
| Dec 28, 2021 | Common Stock | SSaleDisposed | −495 | $90.81 | −$44,950.95 | 207,687 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 24, 2021 | Common Stock | MOption exerciseDisposed | −292 | $0.00 | $0 | 0 | Direct | |
| Dec 24, 2021 | Common Stock | MOption exerciseDisposed | −691 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.