Diddell Wendy's Form 4 filing
Richardson Electronics, Ltd. (RELL) · filed Dec 28, 2021
- Accession no.
- 0001209191-21-071362
- Filed
- Dec 28, 2021
- Trade date
- Dec 27, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 5 derivative transactions. Open-market sales total $230.0K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Diddell WendyCIK 0001291981 | Director, Officer (COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 27, 2021 | Common Stock | MOption exerciseAcquired | +4,981 | $9.89 | +$49,262.09 | 94,419 | Direct | |
| Dec 27, 2021 | Common Stock | MOption exerciseAcquired | +4,841 | $5.98 | +$28,949.18 | 99,260 | Direct | |
| Dec 27, 2021 | Common Stock | MOption exerciseAcquired | +4,648 | $6.90 | +$32,071.2 | 103,908 | Direct | |
| Dec 27, 2021 | Common Stock | MOption exerciseAcquired | +2,294 | $5.61 | +$12,869.34 | 106,202 | Direct | |
| Dec 27, 2021 | Common Stock | MOption exerciseAcquired | +1,550 | $4.26 | +$6,603 | 107,752 | Direct | |
| Dec 27, 2021 | Common Stock | SSaleDisposed | −18,314 | $12.56F2 | −$230,023.84 | 89,438 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 27, 2021 | Common Stock | MOption exerciseDisposed | −4,981 | $0.00 | $0 | 0 | Direct | |
| Dec 27, 2021 | Common Stock | MOption exerciseDisposed | −4,841 | $0.00 | $0 | 0 | Direct | |
| Dec 27, 2021 | Common Stock | MOption exerciseDisposed | −4,648 | $0.00 | $0 | 0 | Direct | |
| Dec 27, 2021 | Common Stock | MOption exerciseDisposed | −2,294 | $0.00 | $0 | 12,000 | Direct | |
| Dec 27, 2021 | Common Stock | MOption exerciseDisposed | −1,550 | $0.00 | $0 | 16,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported is the weighted average price of multiple trades at prices ranging from $12.50 to $12.63, inclusive. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the issuer, full information regarding the number of shares sold at each price within the reported range.
Referenced by the price of 1 transaction in Table I.