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Sheehan John P's Form 4 filing

Sigmatron International Inc (SGMA) · filed Dec 28, 2021

Accession no.
0001209191-21-071341
Filed
Dec 28, 2021
Trade date
Dec 27, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $48.3K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Sheehan John PCIK 0001192495Officer (V.P. of Supply Chain)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 27, 2021Common StockMOption exerciseAcquired+3,300$3.60+$11,8803,300Direct
Dec 27, 2021Common StockSSaleDisposed−3,300$12.02−$39,6660Direct
Dec 27, 2021Common StockMOption exerciseAcquired+717$3.60+$2,581.2717Direct
Dec 27, 2021Common StockSSaleDisposed−717$12.02−$8,618.340Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Dec 27, 2021Common StockMOption exerciseDisposed−3,300–F2–0Direct
Dec 27, 2021Common StockMOption exerciseDisposed−717–F2–2,583Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

This column needs to be blank.

Referenced by the price of 2 transactions in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)