Taylor Stacy L's Form 4 filing
Adaptive Biotechnologies Corp (ADPT) · filed Dec 23, 2021
- Accession no.
- 0001209191-21-071194
- Filed
- Dec 23, 2021
- Trade date
- Dec 22, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $460.1K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Taylor Stacy LCIK 0001799081 | Officer (SVP and General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 22, 2021 | Common Stock | MOption exerciseAcquired | +10,130 | $6.55 | +$66,351.5 | 25,166 | Direct | |
| Dec 22, 2021 | Common Stock | MOption exerciseAcquired | +5,208 | $7.80 | +$40,622.4 | 30,374 | Direct | |
| Dec 22, 2021 | Common Stock | SSaleDisposed | −15,338 | $30.00 | −$460,140 | 15,036 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 22, 2021 | Common Stock | MOption exerciseDisposed | −10,130 | $0.00 | $0 | 5,313 | Direct | |
| Dec 22, 2021 | Common Stock | MOption exerciseDisposed | −5,208 | $0.00 | $0 | 17,709 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.