Fitz Steven D's Form 4/A amendment
AmendedSumo Logic, Inc. (SUMO) · filed Dec 23, 2021
- Accession no.
- 0001209191-21-071146
- Filed
- Dec 23, 2021
- Trade date
- Dec 21, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Dec 22, 2021
This filing lists 1 non-derivative transaction. Open-market sales total $61.0K. It was filed 2 days after the trade.
This amendment replaces 0001209191-21-070970 (filed Dec 22, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fitz Steven DCIK 0001398231 | Officer (Chief Revenue Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 21, 2021 | Common Stock | SSaleDisposed | −4,419 | $13.80 | −$60,982.2 | 190,502 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 8, 2021.
- F2
Certain of these shares are represented by previously reported RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person continuing to be a Service Provider through each such date.
Remarks
This Form 4/A is being filed because the shares sold were overstated in the original Form 4 due to incorrect information from the Reporting Person's broker.