Lynch Thomas E's Form 4 filing
Superior Industries International Inc (SUP) · filed Dec 23, 2021
- Accession no.
- 0001209191-21-071126
- Filed
- Dec 23, 2021, 5:34 PM ET
- Trade date
- Dec 21-23, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market purchases total $219.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lynch Thomas ECIK 0001244666 | 10% Owner |
| Mill Road Capital III GP LLCCIK 0001767178 | 10% Owner |
| Mill Road Capital III, L.P.CIK 0001767199 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 21, 2021 | Common Stock, $0.01 par value | PPurchaseAcquired | +700 | $4.20 | +$2,940 | 2,974,346 | Direct | |
| Dec 21, 2021 | Common Stock, $0.01 par value | PPurchaseAcquired | +9,200 | $4.23 | +$38,916 | 2,983,546 | Direct | |
| Dec 22, 2021 | Common Stock, $0.01 par value | PPurchaseAcquired | +5,300 | $4.23 | +$22,408.93 | 2,988,846 | Direct | |
| Dec 22, 2021 | Common Stock, $0.01 par value | PPurchaseAcquired | +8,237 | $4.23 | +$34,850.75 | 2,997,083 | Direct | |
| Dec 23, 2021 | Common Stock, $0.01 par value | PPurchaseAcquired | +25,000 | $4.21 | +$105,240 | 3,022,083 | Direct | |
| Dec 23, 2021 | Common Stock, $0.01 par value | PPurchaseAcquired | +3,700 | $4.19 | +$15,484.5 | 3,025,783 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 22, 2021 | Common Stock | SSaleDisposed | −8,200 | $80.06 | −$6,564.92 | 82 | Direct | |
| Dec 23, 2021 | Common Stock | SSaleDisposed | −3,000 | $80.13 | −$2,403.9 | 30 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.