Hopkins Herbert Derek's Form 4 filing
Keurig Dr Pepper Inc. (KDP) · filed Dec 22, 2021
- Accession no.
- 0001209191-21-070980
- Filed
- Dec 22, 2021
- Trade date
- Dec 20-22, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $3.71M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Hopkins Herbert DerekCIK 0001745832 | Officer (President, Cold Beverages) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2021 | Common Stock | SSaleDisposed | −5,000 | $35.51F2 | −$177,550 | 533,198 | Direct | |
| Dec 21, 2021 | Common Stock | SSaleDisposed | −30,909 | $35.53F3 | −$1,098,196.77 | 502,289 | Direct | |
| Dec 22, 2021 | Common Stock | SSaleDisposed | −68,347 | $35.56F4 | −$2,430,419.32 | 433,942 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price represents the weighted average sales price of the shares that were sold in multiple transactions at prices ranging from $35.50 to $35.52. The reporting person undertakes to provide to the Company, any security holder of the Company or the SEC, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
The price represents the weighted average sales price of the shares that were sold in multiple transactions at prices ranging from $35.51 to $35.61. The reporting person undertakes to provide to the Company, any security holder of the Company or the SEC, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
The price represents the weighted average sales price of the shares that were sold in multiple transactions at prices ranging from $35.50 to $35.62. The reporting person undertakes to provide to the Company, any security holder of the Company or the SEC, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.