Fischesser Ryan's Form 4 filing
Caribou Biosciences, Inc. (CRBU) · filed Dec 21, 2021
- Accession no.
- 0001209191-21-070797
- Filed
- Dec 21, 2021
- Trade date
- Dec 20, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 2 derivative transactions. Open-market purchases total $3.06K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fischesser RyanCIK 0001871155 | Officer (VP of Finance and Controller) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2021 | Common Stock | PPurchaseAcquired | +1,136 | $2.69F2 | +$3,055.84 | 101,695 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 20, 2021 | Common Stock | XIn-the-money exerciseDisposed | −1,136 | $0.00 | $0 | 7,384 | Direct | |
| Dec 20, 2021 | Common Stock | AGrant or awardAcquired | +40,000 | $0.00 | $0 | 40,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The exercise price for this stock option was incorrectly reported as $2.68 per share on the reporting person's Form 3 filed on July 23, 2021.
Referenced by the price of 1 transaction in Table I.