Lynch Thomas E's Form 4 filing
Superior Industries International Inc (SUP) · filed Dec 20, 2021
- Accession no.
- 0001209191-21-070638
- Filed
- Dec 20, 2021, 6:11 PM ET
- Trade date
- Dec 16-20, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market purchases total $435.6K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lynch Thomas ECIK 0001244666 | 10% Owner |
| Mill Road Capital III GP LLCCIK 0001767178 | 10% Owner |
| Mill Road Capital III, L.P.CIK 0001767199 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 16, 2021 | Common Stock, $0.01 par value | PPurchaseAcquired | +40,300 | $5.00 | +$201,500 | 2,918,275 | Direct | |
| Dec 17, 2021 | Common Stock, $0.01 par value | PPurchaseAcquired | +32,146 | $4.17 | +$134,164.55 | 2,950,421 | Direct | |
| Dec 17, 2021 | Common Stock, $0.01 par value | PPurchaseAcquired | +5,600 | $5.00 | +$28,000 | 2,956,021 | Direct | |
| Dec 20, 2021 | Common Stock, $0.01 par value | PPurchaseAcquired | +11,500 | $4.10 | +$47,092.5 | 2,967,521 | Direct | |
| Dec 20, 2021 | Common Stock, $0.01 par value | PPurchaseAcquired | +6,125 | $4.06 | +$24,887.71 | 2,973,646 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 16, 2021 | Common Stock | XIn-the-money exerciseDisposed | −40,300 | $0.00 | $0 | 48 | Direct | |
| Dec 17, 2021 | Common Stock | SSaleDisposed | −800 | $80.00 | −$640 | 8 | Direct | |
| Dec 17, 2021 | Common Stock | XIn-the-money exerciseDisposed | −5,600 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.