Manthripragada Vijay's Form 4 filing
Onterris, Inc. (ONT) · filed Dec 20, 2021
- Accession no.
- 0001209191-21-070620
- Filed
- Dec 20, 2021
- Trade date
- Nov 4-Dec 16, 2021
- Filing delay
- 46 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.18M. It was filed 46 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Manthripragada VijayCIK 0001817948 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2021 | Common Stock | MOption exerciseAcquired | +30,000 | $6.03 | +$180,900 | 42,928 | Direct | |
| Nov 4, 2021 | Common Stock | SSaleDisposed | −30,000 | $72.61F1 | −$2,178,300 | 12,928 | Direct | |
| Dec 16, 2021 | Common Stock | AGrant or awardAcquired | +316,209 | $0.00 | $0 | 329,137 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2021 | Common Stock | MOption exerciseDisposed | −30,000 | $0.00 | $0 | 209,125 | Direct | |
| Dec 16, 2021 | Common Stock | AGrant or awardAcquired | +900,000 | $0.00 | $0 | 900,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted average price. These shares of common stock of the Issuer were sold in multiple transactions by the Reporting Person at prices ranging from $72.50 to $72.90, inclusive. The Reporting Person undertakes to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares of common stock sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
Remarks
The November 4, 2021 transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.