Obrien Morgan E's Form 4 filing
Anterix Inc.ATEX · filed Dec 16, 2021
- Accession no.
- 0001209191-21-070083
- Filed
- Dec 16, 2021
- Trade date
- Dec 15, 2021
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.38M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Obrien Morgan ECIK 0000937846 | Director, Officer (Executive Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2021 | Common Stock | MOption exerciseAcquired | +25,000 | $25.00 | +$625,000 | 61,287 | Direct | |
| Dec 15, 2021 | Common Stock | SSaleDisposed | −5,683 | $54.00F2 | −$306,882 | 55,604 | Direct | |
| Dec 15, 2021 | Common Stock | SSaleDisposed | −12,162 | $55.04F3 | −$669,396.48 | 43,442 | Direct | |
| Dec 15, 2021 | Common Stock | SSaleDisposed | −7,155 | $56.47F4 | −$404,042.85 | 36,287 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2021 | Common Stock | MOption exerciseDisposed | −25,000 | $0.00 | $0 | 140,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $53.49 to $54.475. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $54.50 to $55.50. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple sales through a sale order executed by a broker-dealer at prices ranging from $55.515 to $56.86. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.