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Stephens Chad L's Form 4 filing

PHX Minerals Inc. (PHX) · filed Dec 15, 2021

Accession no.
0001209191-21-069695
Filed
Dec 15, 2021
Trade date
Dec 14, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market purchases total $93.0K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Stephens Chad LCIK 0001224089Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 14, 2021PHX Class A CommonPPurchaseAcquired+10,965$2.25+$24,671.25460,438Direct
Dec 14, 2021PHX Class A CommonPPurchaseAcquired+2,919$2.19+$6,392.61463,357Direct
Dec 14, 2021PHX Class A CommonPPurchaseAcquired+26,919$2.30+$61,913.7490,276Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)