Lynch Thomas E's Form 4 filing
Superior Industries International Inc (SUP) · filed Dec 14, 2021
- Accession no.
- 0001209191-21-069641
- Filed
- Dec 14, 2021, 8:22 PM ET
- Trade date
- Dec 10-14, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market purchases total $225.9K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lynch Thomas ECIK 0001244666 | 10% Owner |
| Mill Road Capital III GP LLCCIK 0001767178 | 10% Owner |
| Mill Road Capital III, L.P.CIK 0001767199 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 10, 2021 | Common Stock, $0.01 par value | PPurchaseAcquired | +9,700 | $7.50 | +$72,750 | 2,810,422 | Direct | |
| Dec 13, 2021 | Common Stock, $0.01 par value | PPurchaseAcquired | +6,607 | $4.38 | +$28,949.89 | 2,817,029 | Direct | |
| Dec 13, 2021 | Common Stock, $0.01 par value | PPurchaseAcquired | +7,100 | $4.39 | +$31,158.35 | 2,824,129 | Direct | |
| Dec 14, 2021 | Common Stock, $0.01 par value | PPurchaseAcquired | +12,407 | $4.48 | +$55,594.53 | 2,836,536 | Direct | |
| Dec 14, 2021 | Common Stock, $0.01 par value | PPurchaseAcquired | +8,349 | $4.49 | +$37,453.61 | 2,844,885 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 10, 2021 | Common Stock | XIn-the-money exerciseDisposed | −9,700 | $0.00 | $0 | 358 | Direct | |
| Dec 10, 2021 | Common Stock | SSaleDisposed | −1,500 | $45.00 | −$675 | 15 | Direct | |
| Dec 13, 2021 | Common Stock | SSaleDisposed | −500 | $55.00 | −$275 | 5 | Direct | |
| Dec 14, 2021 | Common Stock | SSaleDisposed | −22,500 | $50.16 | −$11,286 | 225 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.