Barker Peter M's Form 4 filing
ForgeRock, Inc. (FORG) · filed Dec 14, 2021
- Accession no.
- 0001209191-21-069611
- Filed
- Dec 14, 2021
- Trade date
- Dec 10, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $233.2K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Barker Peter MCIK 0001612102 | Officer (Chief Product Officer & EVP) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 10, 2021 | Class A Common Stock | CConversionAcquired | +9,000 | –F1 | – | 9,000 | Direct | |
| Dec 10, 2021 | Class A Common Stock | SSaleDisposed | −8,190 | $25.90 | −$212,121 | 810 | Direct | |
| Dec 10, 2021 | Class A Common Stock | SSaleDisposed | −600 | $26.04 | −$15,624 | 210 | Direct | |
| Dec 10, 2021 | Class A Common Stock | SSaleDisposed | −210 | $26.05 | −$5,470.5 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 10, 2021 | Class B Common Stock | MOption exerciseDisposed | −9,000 | $0.00 | $0 | 324,521 | Direct | |
| Dec 10, 2021 | Class A Common Stock | MOption exerciseAcquired | +9,000 | $0.00 | $0 | 9,000 | Direct | |
| Dec 10, 2021 | Class A Common Stock | CConversionDisposed | −9,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-for-one basis at the reporting person's election and has no expiration date.
Referenced by the price of 1 transaction in Table I.