Wallman Richard F's Form 4 filing
Ceco Environmental CorpCECO · filed Dec 13, 2021
- Accession no.
- 0001209191-21-069331
- Filed
- Dec 13, 2021
- Trade date
- Dec 9-10, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions. Open-market purchases total $182.9K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wallman Richard FCIK 0001198092 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 9, 2021 | Common Stock | PPurchaseAcquired | +3,690 | $6.10F1 | +$22,509 | 39,571 | Direct | |
| Dec 10, 2021 | Common Stock | PPurchaseAcquired | +16,310 | $6.10F2 | +$99,491 | 55,881 | Direct | |
| Dec 9, 2021 | Common Stock | PPurchaseAcquired | +1,840 | $6.10F3 | +$11,224 | 1,840 | Indirect | |
| Dec 10, 2021 | Common Stock | PPurchaseAcquired | +8,160 | $6.09F4 | +$49,694.4 | 10,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reflects the weighted average purchase price for multiple transactions that ranged from $6.06 to $6.13 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Price reflects the weighted average purchase price for multiple transactions that ranged from $6.00 to $6.13 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Price reflects the weighted average purchase price for multiple transactions that ranged from $6.06 to $6.12 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Price reflects the weighted average purchase price for multiple transactions that ranged from $6.01 to $6.13 per share. The Reporting Person undertakes to provide, upon request by the Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.