Dick Roger L's Form 4 filing
Uwharrie Capital Corp (UWHR) · filed Dec 10, 2021
- Accession no.
- 0001209191-21-068962
- Filed
- Dec 10, 2021
- Trade date
- Dec 8, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $9.13K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dick Roger LCIK 0001255676 | Officer (President/CEO of UCC) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 8, 2021 | Common Stock (Held by Self) | PPurchaseAcquired | +600 | $9.00 | +$5,400 | 600 | Direct | |
| Dec 8, 2021 | Common Stock (Held by Self) | PPurchaseAcquired | +100 | $9.15 | +$915 | 700 | Direct | |
| Dec 8, 2021 | Common Stock (Held by Self) | PPurchaseAcquired | +289 | $9.75 | +$2,817.75 | 989 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.