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Li Dean Y's Form 4/A amendment

Amended

Recursion Pharmaceuticals, Inc. (RXRX) · filed Dec 9, 2021

Accession no.
0001209191-21-068911
Filed
Dec 9, 2021
Trade date
Nov 17-19, 2021
Filing delay
22 days
Rule 10b5-1 plan
Not on the form (before 2023)
Original filed
Nov 19, 2021

This filing lists 2 non-derivative transactions. Open-market sales total $384.9K. It was filed 22 days after the trade.

This amendment replaces 0001209191-21-065896 (filed Nov 19, 2021).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Li Dean YCIK 0001837016Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 17, 2021Class A Common StockSSaleDisposed−5,626$20.04F2−$112,745.041,344,374Indirect
Nov 19, 2021Class A Common StockSSaleDisposed−13,474$20.20F4−$272,174.81,330,900Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Sales are pursuant to a 10b5-1 trading plan established by the Reporting Person.

F2

The sales price reported herein is a weighted average price. These shares were sold in multiple lots at prices ranging from $20.00 to $20.13 per share. Full sale price information for each lot is available to the Issuer's stockholders and the staff of the U.S. Securities and Exchange Commission upon their written request.

Referenced by the price of 1 transaction in Table I.

F3

The Form 4 filed on November 19, 2021 inadvertently attributed the reported transaction to the incorrect holding. The original Form 4 attributed the reported transaction to the reporting person's direct holding, while the reported transaction should have been attributed to the reporting person's indirect holding by the Dean Y. Li 2021 GRAT.

F4

The sales price reported herein is a weighted average price. These shares were sold in multiple lots at prices ranging from $20.00 to $20.26 per share. Full sale price information for each lot is available to the Issuer's stockholders and the staff of the U.S. Securities and Exchange Commission upon their written request.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)