Themelis Nicholas's Form 4 filing
Marketaxess Holdings Inc (MKTX) · filed Dec 9, 2021
- Accession no.
- 0001209191-21-068791
- Filed
- Dec 9, 2021
- Trade date
- Dec 7, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 0 derivative transactions. Open-market sales total $740.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Themelis NicholasCIK 0001296468 | Officer (Chief Information Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 7, 2021 | Common Stock, par value $0.003 per share | SSaleDisposed | −200 | $364.28 | −$72,856 | 11,387 | Direct | |
| Dec 7, 2021 | Common Stock, par value $0.003 per share | SSaleDisposed | −100 | $366.99 | −$36,699 | 11,287 | Direct | |
| Dec 7, 2021 | Common Stock, par value $0.003 per share | SSaleDisposed | −300 | $368.90 | −$110,670 | 10,987 | Direct | |
| Dec 7, 2021 | Common Stock, par value $0.003 per share | SSaleDisposed | −578 | $370.57 | −$214,189.46 | 10,409 | Direct | |
| Dec 7, 2021 | Common Stock, par value $0.003 per share | SSaleDisposed | −500 | $371.45 | −$185,725 | 9,909 | Direct | |
| Dec 7, 2021 | Common Stock, par value $0.003 per share | SSaleDisposed | −322 | $372.75 | −$120,025.5 | 9,587 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.