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Nash Elisabeth G.'s Form 4 filing

Service Corp International (SCI) · filed Dec 8, 2021

Accession no.
0001209191-21-068559
Filed
Dec 8, 2021
Trade date
Dec 6-8, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $2.24M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Nash Elisabeth G.CIK 0001300936Officer (Sr. V.P. Operations Services)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 6, 2021Common StockMOption exerciseAcquired+3,725$17.41+$64,852.25125,877Direct
Dec 6, 2021Common StockSSaleDisposed−3,725$68.77F1−$256,168.25122,152Direct
Dec 7, 2021Common StockMOption exerciseAcquired+27,582$17.41+$480,202.62149,734Direct
Dec 7, 2021Common StockSSaleDisposed−27,582$68.99F2−$1,902,882.18122,152Direct
Dec 8, 2021Common StockMOption exerciseAcquired+1,118$17.41+$19,464.38123,270Direct
Dec 8, 2021Common StockSSaleDisposed−1,118$68.77F3−$76,884.86122,152Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Dec 6, 2021Common StockMOption exerciseAcquired+3,725$0.00$039,328Direct
Dec 7, 2021Common StockMOption exerciseAcquired+27,582$0.00$011,746Direct
Dec 8, 2021Common StockMOption exerciseAcquired+1,118$0.00$010,628Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The shares were sold in multiple transactions at prices ranging from $68.75 to $68.81 per share on December 6, 2021. The $68.7668 sale price reported above is the weighted average sale price. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F2

The shares were sold in multiple transactions at prices ranging from $68.75 to $69.54 per share on December 7, 2021. The $68.9915 sale price reported above is the weighted average sale price. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

The shares were sold in multiple transactions at prices ranging from $68.75 to $68.93 per share on December 8, 2021. The $68.7678 sale price reported above is the weighted average sale price. The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)