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Eckert William James IV's Form 4 filing

Equitable Holdings, Inc. (EQH) · filed Dec 8, 2021

Accession no.
0001209191-21-068515
Filed
Dec 8, 2021
Trade date
Dec 6, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $42.1K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Eckert William James IVCIK 0001693205Officer (Chief Accounting Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 6, 2021Common StockSSaleDisposed−1,300$32.40−$42,12014,146.73Direct
Dec 6, 2021Common StockAGrant or awardAcquired+62.7$0.00$014,209.43Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)