Stafford John S III's Form 4 filing
Aware Inc (AWRE) · filed Dec 8, 2021
- Accession no.
- 0001209191-21-068507
- Filed
- Dec 8, 2021
- Trade date
- Nov 22-Dec 6, 2021
- Filing delay
- 16 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market purchases total $212.3K. It was filed 16 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Stafford John S IIICIK 0001218981 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2021 | Common Stock | PPurchaseAcquired | +50,000 | $3.09 | +$154,500 | 65,021 | Direct | |
| Dec 6, 2021 | Common Stock | PPurchaseAcquired | +20,016 | $2.89 | +$57,846.24 | 85,037 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.