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Hennessy John L.'s Form 4 filing

Alphabet Inc. (GOOG) · filed Dec 7, 2021

Accession no.
0001209191-21-068450
Filed
Dec 7, 2021
Trade date
Nov 24-Dec 7, 2021
Filing delay
13 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 22 non-derivative transactions. Open-market sales total $496.5K. It was filed 13 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hennessy John L.CIK 0001198046Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 24, 2021Class A Common StockGGiftDisposed−100$0.00$02,680Indirect
Dec 7, 2021Class A Common StockSSaleDisposed−7$2,907.59−$20,353.132,673Indirect
Dec 7, 2021Class A Common StockSSaleDisposed−1$2,919.87−$2,919.872,672Indirect
Dec 7, 2021Class A Common StockSSaleDisposed−10$2,920.65F1−$29,206.52,662Indirect
Dec 7, 2021Class A Common StockSSaleDisposed−3$2,923.90F2−$8,771.72,659Indirect
Dec 7, 2021Class A Common StockSSaleDisposed−10$2,927.06−$29,270.62,649Indirect
Dec 7, 2021Class A Common StockSSaleDisposed−1$2,931.17−$2,931.172,648Indirect
Dec 7, 2021Class A Common StockSSaleDisposed−2$2,932.22−$5,864.442,646Indirect
Dec 7, 2021Class A Common StockSSaleDisposed−2$2,933.74−$5,867.482,644Indirect
Dec 7, 2021Class A Common StockSSaleDisposed−14$2,935.24F3−$41,093.362,630Indirect
Dec 7, 2021Class A Common StockSSaleDisposed−3$2,937.54F4−$8,812.622,627Indirect
Dec 7, 2021Class A Common StockSSaleDisposed−20$2,938.44F5−$58,768.82,607Indirect
Dec 7, 2021Class A Common StockSSaleDisposed−5$2,939.49−$14,697.452,602Indirect
Dec 7, 2021Class A Common StockSSaleDisposed−15$2,940.84F6−$44,112.62,587Indirect
Dec 7, 2021Class A Common StockSSaleDisposed−14$2,941.32F7−$41,178.482,573Indirect
Dec 7, 2021Class A Common StockSSaleDisposed−6$2,942.23F8−$17,653.382,567Indirect
Dec 7, 2021Class A Common StockSSaleDisposed−1$2,943.63−$2,943.632,566Indirect
Dec 7, 2021Class A Common StockSSaleDisposed−24$2,944.38F9−$70,665.122,542Indirect
Dec 7, 2021Class A Common StockSSaleDisposed−15$2,945.49F10−$44,182.352,527Indirect
Dec 7, 2021Class A Common StockSSaleDisposed−4$2,946.75−$11,7872,523Indirect
Dec 7, 2021Class A Common StockSSaleDisposed−11$2,947.89F11−$32,426.792,512Indirect
Dec 7, 2021Class A Common StockSSaleDisposed−1$2,950.16−$2,950.162,511Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2,920.53 to $2,921.52, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (28) to this Form 4.

Referenced by the price of 1 transaction in Table I.

F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2,923.62 to $2,924.61, inclusive.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2,935.19 to $2,936.18, inclusive.

Referenced by the price of 1 transaction in Table I.

F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2,937.01 to $2,938.00, inclusive.

Referenced by the price of 1 transaction in Table I.

F5

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2,938.24 to $2,939.23, inclusive.

Referenced by the price of 1 transaction in Table I.

F6

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2,940.80 to $2,941.79, inclusive.

Referenced by the price of 1 transaction in Table I.

F7

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2,941.21 to $2,942.20, inclusive.

Referenced by the price of 1 transaction in Table I.

F8

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2,942.17 to $2,943.16, inclusive.

Referenced by the price of 1 transaction in Table I.

F9

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2,944.04 to $2,945.03, inclusive.

Referenced by the price of 1 transaction in Table I.

F10

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2,945.36 to $2,946.35, inclusive.

Referenced by the price of 1 transaction in Table I.

F11

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2,947.79 to $2,948.78, inclusive.

Referenced by the price of 1 transaction in Table I.

Remarks

Related transactions effected by the Reporting Person on December 7, 2021 are reported on additional Form 4s. All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.

Read the full filing on SEC EDGAR (opens in a new tab)