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Price Robert E's Form 4 filing

Pricesmart Inc (PSMT) · filed Dec 7, 2021

Accession no.
0001209191-21-068395
Filed
Dec 7, 2021
Trade date
Dec 6-7, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 14 non-derivative transactions. Open-market sales total $1.48M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Price Robert ECIK 0000934818Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 6, 2021Common StockSSaleDisposed−150$70.83F2−$10,624.5872,361Indirect
Dec 6, 2021Common StockSSaleDisposed−175$72.01F4−$12,601.75872,186Indirect
Dec 6, 2021Common StockSSaleDisposed−1,617$73.77F5−$119,286.09870,569Indirect
Dec 6, 2021Common StockSSaleDisposed−3,058$74.15F6−$226,750.7867,511Indirect
Dec 7, 2021Common StockSSaleDisposed−726$73.85F7−$53,615.1866,785Indirect
Dec 7, 2021Common StockSSaleDisposed−3,559$74.48F8−$265,074.32863,226Indirect
Dec 7, 2021Common StockSSaleDisposed−715$75.35F9−$53,875.25862,511Indirect
Dec 6, 2021Common StockSSaleDisposed−150$70.83F10−$10,624.51,179,928Indirect
Dec 6, 2021Common StockSSaleDisposed−175$72.01F12−$12,601.751,179,753Indirect
Dec 6, 2021Common StockSSaleDisposed−1,618$73.77F13−$119,359.861,178,135Indirect
Dec 6, 2021Common StockSSaleDisposed−3,057$74.15F14−$226,676.551,175,078Indirect
Dec 7, 2021Common StockSSaleDisposed−727$73.85F15−$53,688.951,174,351Indirect
Dec 7, 2021Common StockSSaleDisposed−3,558$74.48F16−$264,999.841,170,793Indirect
Dec 7, 2021Common StockSSaleDisposed−715$75.35F17−$53,875.251,170,078Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

This transaction was executed in multiple trades at prices ranging from $70.46 to $71.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F4

This transaction was executed in multiple trades at prices ranging from $71.67 to $72.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F5

This transaction was executed in multiple trades at prices ranging from $73.005 to $74.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F6

This transaction was executed in multiple trades at prices ranging from $74.01 to $74.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F7

This transaction was executed in multiple trades at prices ranging from $73.00 to $73.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F8

This transaction was executed in multiple trades at prices ranging from $74.02 to $75.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F9

This transaction was executed in multiple trades at prices ranging from $75.02 to $75.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F10

This transaction was executed in multiple trades at prices ranging from $70.46 to $71.28. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F12

This transaction was executed in multiple trades at prices ranging from $71.67 to $72.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F13

This transaction was executed in multiple trades at prices ranging from $73.005 to $74.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F14

This transaction was executed in multiple trades at prices ranging from $74.01 to $74.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F15

This transaction was executed in multiple trades at prices ranging from $73.00 to $73.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F16

This transaction was executed in multiple trades at prices ranging from $74.02 to $75.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F17

This transaction was executed in multiple trades at prices ranging from $75.02 to $75.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected

Referenced by the price of 1 transaction in Table I.

Remarks

The reporting person's wife, Allison Price, may also be deemed a greater than 10% beneficial owner of the Issuer's securities in her capacity as co-trustee of each of the trusts identified herein. As such, this Form 4 filing shall be deemed to constitute a Form 4 filing on behalf of both the reporting person and his wife, Allison Price.

Read the full filing on SEC EDGAR (opens in a new tab)