Waldron Richard A's Form 4 filing
BioAtla, Inc. (BCAB) · filed Dec 7, 2021
- Accession no.
- 0001209191-21-068388
- Filed
- Dec 7, 2021
- Trade date
- Nov 30-Dec 2, 2021
- Filing delay
- 7 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 8 non-derivative transactions. Open-market sales total $333.2K. It was filed 7 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Waldron Richard ACIK 0001226961 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2021 | Common Stock | SSaleDisposed | −2,240 | $24.00 | −$53,760 | 146,419 | Direct | |
| Nov 30, 2021 | Common Stock | SSaleDisposed | −2,422 | $24.68 | −$59,774.96 | 143,997 | Direct | |
| Nov 30, 2021 | Common Stock | SSaleDisposed | −848 | $25.38 | −$21,522.24 | 143,149 | Direct | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −2,332 | $22.19 | −$51,747.08 | 140,817 | Direct | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −4,034 | $23.27 | −$93,871.18 | 136,783 | Direct | |
| Dec 1, 2021 | Common Stock | SSaleDisposed | −880 | $24.22 | −$21,313.6 | 135,903 | Direct | |
| Dec 2, 2021 | Common Stock | SSaleDisposed | −1,405 | $21.74 | −$30,544.7 | 134,498 | Direct | |
| Dec 2, 2021 | Common Stock | SSaleDisposed | −29 | $22.47 | −$651.63 | 134,469 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.