Spear Catherine Eva's Form 4 filing
FIGS, Inc. (FIGS) · filed Dec 6, 2021
- Accession no.
- 0001209191-21-068219
- Filed
- Dec 6, 2021
- Trade date
- Dec 2-3, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.60M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Spear Catherine EvaCIK 0001820448 | Director, Officer (Co-Chief Executive Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 2, 2021 | Class A Common Stock | SSaleDisposed | −84,889 | $30.60 | −$2,597,603.4 | 1,543,301 | Direct | |
| Dec 3, 2021 | Class A Common Stock | JOtherDisposed | −84,187 | $0.00 | $0 | 1,459,114 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 3, 2021 | Class A Common Stock | JOtherAcquired | +84,187 | $0.00 | $0 | 679,301 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.
Remarks
The number of shares listed in column 5 of Table I and column 9 of Table II do not include stock options held by the Reporting Person.