Holloway Anne M's Form 4 filing
American States Water Co (AWR) · filed Dec 3, 2021
- Accession no.
- 0001209191-21-068015
- Filed
- Dec 3, 2021
- Trade date
- Aug 16-Dec 3, 2021
- Filing delay
- 109 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market sales total $47.8K. It was filed 109 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Holloway Anne MCIK 0001187379 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 16, 2021 | Common Shares | AGrant or awardAcquired | +74.17 | $90.51 | +$6,713.13 | 38,308.98 | Direct | |
| Nov 15, 2021 | Common Shares | AGrant or awardAcquired | +72.34 | $93.17 | +$6,739.92 | 37,785.28 | Direct | |
| Dec 3, 2021 | Common Shares | SSaleDisposed | −500 | $95.64 | −$47,820 | 37,808.98 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.